Los Angeles financial firms face a unique burden: regulatory scrutiny, sophisticated cyber threats, and clients who trust you with their most sensitive information. Pro Link Systems has built compliance-aligned IT for RIAs, wealth managers, CPAs, and financial services firms since 1999.
Written Information Security Policies, examination-ready documentation, and the technical controls regulators look for — built before they ask.
Multi-layer email security, impersonation detection, MFA enforcement, and staff training to stop the attacks financial firms face every day.
Trading platforms, portfolio management software, custodian portals — covered around the clock by engineers who understand your tools.
We'll review your cybersecurity posture, compliance documentation, and infrastructure — and give you an honest gap analysis. No pressure, no obligation.
A Pro Link engineer will reach out within one business day to schedule your free financial IT assessment.
Call Now: 1-800-890-6133Financial services firms are one of the most targeted industries for cyberattacks — and one of the most heavily scrutinized by regulators. You need IT that addresses both simultaneously.
Financial firms lose more to BEC than any other industry. Attackers compromise email accounts, impersonate executives, and redirect wire transfers. The average loss exceeds $120,000 per incident.
SEC and FINRA examiners now routinely ask for your Written Information Security Policy, incident response plan, access control logs, and vendor oversight program. If it doesn't exist on paper, it doesn't exist.
Client financial records, tax documents, and investment data are high-value ransomware targets. A single successful attack can trigger client notification obligations, regulatory action, and reputational damage that takes years to recover from.
We've supported financial services firms since 1999. We understand the regulatory landscape, the threat environment, and the documentation your examiner will ask for — before they ask for it.
Email authentication (SPF, DKIM, DMARC), advanced threat protection, impersonation detection, MFA on all accounts, and staff training — so wire fraud attempts fail before they reach your team.
We build your WISP, incident response plan, risk assessment, vendor oversight program, and access control policy — and keep them current as regulations evolve.
FINRA Rule 4370-aligned BCP with documented RTOs/RPOs, automated backups, tested failover procedures, and an annual tabletop exercise your compliance officer can present to examiners.
From regulatory compliance documentation to 24/7 help desk — every service your firm needs, under one flat monthly rate.
Examination-ready IT infrastructure and documentation aligned to SEC cybersecurity rules, FINRA guidance, and the FTC Safeguards Rule — built before your examiner asks.
Multi-layer threat protection designed for the attacks targeting financial firms — BEC, ransomware, credential theft, and insider threats — with continuous monitoring and rapid response.
Full Gramm-Leach-Bliley Act Safeguards Rule implementation — the technical controls, risk assessment, and ongoing oversight program the FTC now requires of financial institutions.
FINRA Rule 4370-aligned business continuity plans with documented RTOs, tested failover procedures, automated backups, and annual tabletop exercises — so a disruption never becomes a catastrophe.
Secure Microsoft 365 and Azure deployments configured for the sensitivity of financial data — with data classification, proper retention policies, DLP rules, and MFA enforced across every account.
Around-the-clock engineer support for advisors, analysts, and operations staff — covering trading platforms, portfolio management software, custodian portals, and compliance tools.
When our SEC examiner arrived, they asked for our Written Information Security Policy, access control logs, incident response plan, and vendor oversight documentation — all in the first hour. Pro Link had every document ready, organized, and current. The examiner noted it was one of the most prepared firms they'd visited. That alone was worth years of Pro Link's fees.
We've spent 25+ years supporting financial services firms through regulatory examinations, cybersecurity incidents, and technology transformations. We understand the intersection of financial services compliance and practical IT operations.
No pressure, no commitment. We'll review your cybersecurity posture, compliance gaps, and infrastructure — and give you an honest picture of where you stand.